Amateur Extra / Topics
E1 Commission Rules
E1 Commission Rules (Amateur Extra questions)68 questions in 6 groups. The exam asks 6 questions from this topic, one from each group.
E1A Frequency privileges; signal frequency range; automatic message forwarding; stations aboard ships or aircraft; power restriction on 630- and 2200-meter bands
E1A01
Why is it not legal to transmit a 3 kHz bandwidth USB signal with a carrier frequency of 14.348 MHz?
- A. USB is not used on 20-meter phone
- B. The lower 1 kHz of the signal is outside the 20-meter band
- C. 14.348 MHz is outside the 20-meter band
- D. The upper 1 kHz of the signal is outside the 20-meter band
Show answer
D. The upper 1 kHz of the signal is outside the 20-meter band
A USB signal extends upward from its carrier, so a 3 kHz wide USB signal with its carrier at 14.348 MHz occupies 14.348 to 14.351 MHz. The 20 m band ends at 14.350 MHz (47 CFR 97.301), and 97.307(b) requires emissions resulting from modulation to stay inside the band, so the top 1 kHz, from 14.350 to 14.351 MHz, is out of band.
- A. USB is the conventional sideband on 20 m phone; the problem is where the signal sits, not which sideband is used.
- B. The lower edge of a USB signal is at the carrier, 14.348 MHz, which is inside the band; it is the upper edge that crosses 14.350 MHz.
- C. 14.348 MHz is inside the 20 m band, which runs from 14.000 to 14.350 MHz; only the modulation above the carrier extends past the edge.
E1A02
When using a transceiver that displays the carrier frequency of phone signals, which of the following displayed frequencies represents the lowest frequency at which a properly adjusted LSB emission will be totally within the band?
- A. The exact lower band edge
- B. 300 Hz above the lower band edge
- C. 1 kHz above the lower band edge
- D. 3 kHz above the lower band edge
Show answer
D. 3 kHz above the lower band edge
An LSB signal extends downward from the displayed carrier frequency, typically to about 3 kHz below it, so the carrier must be at least 3 kHz above the lower edge of the band or segment for the whole signal to stay inside, as 47 CFR 97.307(b) requires. For example, for stations in the continental US the 40 m phone segment begins at 7.125 MHz, so the lowest LSB carrier setting there is 7.128 MHz.
- A. With the carrier at the exact lower edge, the entire LSB signal would lie below the edge and therefore outside the band.
- B. 300 Hz above the edge protects only the lowest audio frequencies; voice components out to about 3 kHz below the carrier would fall outside the band.
- C. 1 kHz above the edge still leaves the voice components between 1 and 3 kHz below the carrier outside the band.
E1A03
What is the highest legal carrier frequency on the 20-meter band for transmitting a 2.8 kHz wide USB data signal?
- A. 14.0708 MHz
- B. 14.1002 MHz
- C. 14.1472 MHz
- D. 14.3490 MHz
Show answer
C. 14.1472 MHz
On 20 m, RTTY and data are authorized only from 14.000 to 14.150 MHz (47 CFR 97.305(c)), and 97.307(b) requires the whole emission to stay inside that segment. A USB data signal extends upward from its carrier, so a 2.8 kHz wide signal needs its carrier at least 2.8 kHz below the top of the segment: 14.150 MHz minus 0.0028 MHz equals 14.1472 MHz.
- A. 14.0708 MHz is a legal carrier setting (the signal tops out at 14.0736 MHz), but it is not the highest one.
- B. 14.1002 MHz is also legal (the signal reaches 14.1030 MHz), but a carrier as high as 14.1472 MHz still keeps the signal inside the data segment.
- D. 14.3490 MHz is in the 20 m phone and image segment, where data emissions are not authorized, and a 2.8 kHz USB signal there would also extend past the 14.350 MHz band edge.
E1A04
May an Extra class operator answer the CQ of a station on 3.601 MHz LSB phone?
- A. Yes, the entire signal will be inside the SSB allocation for Extra class operators
- B. Yes, the displayed frequency is within the 75-meter phone band segment
- C. No, the sideband components will extend beyond the edge of the phone band segment
- D. No, US stations are not permitted to use phone emissions below 3.610 MHz
Show answer
C. No, the sideband components will extend beyond the edge of the phone band segment
An LSB voice signal occupies roughly the 3 kHz below its carrier, so a carrier at 3.601 MHz puts sideband energy down to about 3.598 MHz. Phone is authorized only from 3.600 MHz upward (47 CFR 97.305(c)), so part of the signal would fall below 3.600 MHz, where phone is not permitted; the lowest legal LSB carrier is about 3.603 MHz.
- A. Extra class phone privileges begin at 3.600 MHz, and an LSB signal with its carrier at 3.601 MHz extends below that edge, so the entire signal is not inside the phone allocation.
- B. The displayed frequency shows only the suppressed carrier; what matters is where the sidebands fall, and here they extend below 3.600 MHz.
- D. Extra class operators may use phone down to 3.600 MHz; no rule sets a 3.610 MHz limit.
E1A05
Who must be in physical control of the station apparatus of an amateur station aboard any vessel or craft that is documented or registered in the United States?
- A. Only a person with an FCC Marine Radio license grant
- B. Only a person named in an amateur station license grant
- C. Any person holding an FCC issued amateur license or who is authorized for alien reciprocal operation
- D. Any person named in an amateur station license grant or a person holding an unrestricted Radiotelephone Operator Permit
Show answer
C. Any person holding an FCC issued amateur license or who is authorized for alien reciprocal operation
Under 47 CFR 97.5(a)(2), before an amateur station aboard a vessel or craft documented or registered in the US may transmit, its apparatus must be under the physical control of a person named in an amateur station license grant in the FCC's ULS database or a person authorized for alien reciprocal operation under 97.107.
- A. A marine radio license covers stations in the maritime service; it gives no authority to operate an amateur station.
- B. FCC amateur licensees do qualify, but the rule also allows a non-US citizen authorized for alien reciprocal operation, so limiting it to licensees is too narrow.
- D. A Radiotelephone Operator Permit is a commercial operator authorization and does not qualify anyone to control an amateur station.
Pool citation: 97.5
E1A06
What is the required transmit frequency of a CW signal for channelized 60 meter operation?
- A. At the lowest frequency of the channel
- B. At the center frequency of the channel
- C. At the highest frequency of the channel
- D. On any frequency where the signal’s sidebands are within the channel
Show answer
B. At the center frequency of the channel
Under 47 CFR 97.303(h)(3), a CW signal (emission 150HA1A) on a 60 m channel must have its carrier on the channel's center frequency, while phone, data and RTTY operators may set the carrier 1.5 kHz below center so a USB signal is centered in the channel. Since 2026-02-13 the channelized part of 60 m is four channels centered on 5332, 5348, 5373 and 5405 kHz, alongside a non-channelized segment from 5351.5 to 5366.5 kHz.
- A. The low side of the channel is where the suppressed carrier of a USB phone or data signal goes (1.5 kHz below center), not where a CW signal is placed.
- C. No 60 m rule places any carrier at the top of a channel; CW belongs at the center.
- D. The rule fixes the CW carrier on the center frequency rather than allowing any frequency within the channel.
Pool citation: 97.303(h)(1)
E1A07
What is the maximum power permitted on the 2200-meter band?
- A. 50 watts PEP (peak envelope power)
- B. 100 watts PEP (peak envelope power)
- C. 1 watt EIRP (equivalent isotropic radiated power)
- D. 5 watts EIRP (equivalent isotropic radiated power)
Show answer
C. 1 watt EIRP (equivalent isotropic radiated power)
Under 47 CFR 97.313(k), a station on the 2200 m band (135.7 to 137.8 kHz) may not exceed 1 W EIRP of radiated power, and its transmitter output is separately capped at 1.5 kW PEP. EIRP is the power supplied to the antenna times the antenna's gain relative to an isotropic antenna (97.3(b)(2)), so the limit applies to what the antenna actually radiates.
- A. 50 W PEP is the limit in other cases, such as the 219 to 220 MHz segment (97.313(h)), not on 2200 m.
- B. 100 W is the ERP limit on the four 60 m channels (97.313(i)), not a 2200 m limit.
- D. 5 W EIRP is the limit on the 630 m band (97.313(l)), not on 2200 m.
Pool citation: 97.313(k)
E1A08
If a station in a message forwarding system inadvertently forwards a message that is in violation of FCC rules, who is primarily accountable for the rules violation?
- A. The control operator of the packet bulletin board station
- B. The control operator of the originating station
- C. The control operators of all the stations in the system
- D. The control operators of all the stations in the system not authenticating the source from which they accept communications
Show answer
B. The control operator of the originating station
Under 47 CFR 97.219(b), in a message forwarding system the control operator of the station that originated a message is primarily accountable for any rule violation it contains. Forwarding stations that pass along a violating message inadvertently are not accountable (97.219(c)), though they must stop forwarding it once they become aware of it.
- A. A packet bulletin board is a forwarding station, and under 97.219(c) its control operator is not accountable for inadvertently retransmitting a violating message.
- C. The rule does not spread accountability across every station in the system; the originating station's control operator is primarily accountable.
- D. Under 97.219(d), only the first forwarding station must authenticate its source or accept accountability itself, and even then the originating station remains primarily accountable.
Pool citation: 97.219
E1A09
Except in some parts of Alaska, what is the maximum power permitted on the 630-meter band?
- A. 50 watts PEP (peak envelope power)
- B. 100 watts PEP (peak envelope power)
- C. 1 watt EIRP (equivalent isotropic radiated power)
- D. 5 watts EIRP (equivalent isotropic radiated power)
Show answer
D. 5 watts EIRP (equivalent isotropic radiated power)
Under 47 CFR 97.313(l), a station on the 630 m band (472 to 479 kHz) may not exceed 5 W EIRP of radiated power or 500 W PEP of transmitter output. The exception is in Alaska, where stations within 800 km of Russia are limited to 1 W EIRP.
- A. 50 W PEP is the limit in other cases, such as the 219 to 220 MHz segment, not on 630 m.
- B. 100 W is the ERP limit on the 60 m channels, not on 630 m.
- C. 1 W EIRP is the limit on 2200 m and for Alaskan stations within 800 km of Russia on 630 m, not for 630 m elsewhere.
Pool citation: 97.313(l)
E1A10
If an amateur station is installed aboard a ship or aircraft, what condition must be met before the station is operated?
- A. Its operation must be approved by the master of the ship or the pilot in command of the aircraft
- B. The amateur station operator must agree not to transmit when the main radio of the ship or aircraft is in use
- C. The amateur station must have a power supply that is completely independent of the main ship or aircraft power supply
- D. The amateur station must operate only in specific segments of the amateur service HF and VHF bands
Show answer
A. Its operation must be approved by the master of the ship or the pilot in command of the aircraft
Under 47 CFR 97.11(a), installing and operating an amateur station on a ship or aircraft must be approved by the master of the ship or the pilot in command of the aircraft. The station must also be separate from the craft's other radio apparatus, must not interfere with it, and must not create a safety hazard (97.11(b) and (c)).
- B. No rule ties amateur transmissions to use of the main radio; the requirement is that the amateur station not interfere with other apparatus aboard.
- C. 97.11 requires the station to be separate from other radio apparatus aboard, but it does not require a separate power supply.
- D. No special band segments apply aboard ships or aircraft; the control operator's normal privileges apply.
Pool citation: 97.11
E1A11
What licensing is required when operating an amateur station aboard a US-registered vessel in international waters?
- A. Any amateur license with an FCC Marine or Aircraft endorsement
- B. Any FCC-issued amateur license
- C. Only General class or higher amateur licenses
- D. An unrestricted Radiotelephone Operator Permit
Show answer
B. Any FCC-issued amateur license
Under 47 CFR 97.5(a)(2), a station aboard any vessel or craft documented or registered in the US must be under the physical control of a person named in an FCC amateur license grant (or a person authorized for alien reciprocal operation), so any FCC-issued amateur license is enough. The operator then uses the privileges of their own license class.
- A. Amateur licenses have no Marine or Aircraft endorsement; the license itself is sufficient.
- C. No minimum class is required; a Technician may operate aboard within Technician privileges.
- D. A Radiotelephone Operator Permit is a commercial authorization and does not authorize amateur operation.
Pool citation: 97.5
E1B Station restrictions and special operations: restrictions on station location; general operating restrictions; spurious emissions; antenna structure restrictions; RACES operations
E1B01
Which of the following constitutes a spurious emission?
- A. An amateur station transmission made without the proper call sign identification
- B. A signal transmitted to prevent its detection by any station other than the intended recipient
- C. Any transmitted signal that unintentionally interferes with another licensed radio station and whose levels exceed 40 dB below the fundamental power level
- D. An emission outside the signal’s necessary bandwidth that can be reduced or eliminated without affecting the information transmitted
Show answer
D. An emission outside the signal’s necessary bandwidth that can be reduced or eliminated without affecting the information transmitted
Under 47 CFR 97.3(a)(43), a spurious emission is an emission on frequencies outside the necessary bandwidth of a transmission whose level can be reduced without affecting the information being transmitted. Harmonics and parasitic oscillations are common examples.
- A. A transmission without proper identification violates 97.119(a), but that is an identification problem, not a spurious emission.
- B. A signal meant to avoid detection describes covert communication, not unwanted energy outside the necessary bandwidth.
- C. The definition does not depend on interference or on a 40 dB figure; the HF requirement in 97.307(d) is at least 43 dB of attenuation for transmitters installed after January 1, 2003.
Pool citation: 97.3
E1B02
Which of the following is an acceptable bandwidth for digital voice or slow-scan TV transmissions made on the HF amateur bands?
- A. 3 kHz
- B. 10 kHz
- C. 15 kHz
- D. 20 kHz
Show answer
A. 3 kHz
On HF, phone and image signals are expected to fit within the bandwidth of a communications-quality SSB voice signal, about 3 kHz. 47 CFR 97.307(f)(2) sets this limit for non-phone emissions such as slow-scan TV, and 97.307(a) requires every emission to use no more bandwidth than necessary, so HF digital voice and SSTV modes are built to fit about 3 kHz.
- B. 10 kHz is more than three times the width of an SSB voice signal and would exceed the 97.307(f)(2) limit for an image emission.
- C. 15 kHz is about the width of a VHF FM voice signal, far wider than an HF SSB signal.
- D. 20 kHz is the authorized bandwidth for data on 6 m and 2 m (97.307(f)(5)), not an acceptable HF bandwidth.
Pool citation: 97.307(f)(2)
E1B03
Within what distance must an amateur station protect an FCC monitoring facility from harmful interference?
- A. 1 mile
- B. 3 miles
- C. 10 miles
- D. 30 miles
Show answer
A. 1 mile
Under 47 CFR 97.13(b), an amateur station within 1600 m (1 mile) of an FCC monitoring facility must protect that facility from harmful interference, or the FCC may restrict its operation under 97.121. The facilities are listed in 47 CFR 0.121(c).
- B. 3 miles does not appear in 97.13(b); the protected distance is 1 mile.
- C. 10 miles (16 km) appears in Part 97 as the Arecibo Observatory notification distance for repeaters (97.205(h)), not in the monitoring facility rule.
- D. 30 miles does not appear in 97.13(b); the protected distance is 1 mile.
Pool citation: 97.13
E1B04
What must the control operator of a repeater operating in the 70-centimeter band do if a radiolocation system experiences interference from that repeater?
- A. Reduce the repeater antenna HAAT (Height Above Average Terrain)
- B. File an FAA NOTAM (Notice to Air Missions) with the repeater system's ERP, call sign, and six-character grid locator
- C. Cease operation or make changes to the repeater that mitigate the interference
- D. All these choices are correct
Show answer
C. Cease operation or make changes to the repeater that mitigate the interference
On 70 cm, amateurs must not cause harmful interference to, and must accept interference from, US Government radiolocation (radar) stations (47 CFR 97.303(b)). A repeater that interferes with such a system must stop transmitting or be changed (frequency, power, antenna or other parameters) so that the interference ends.
- A. Lowering the antenna might be one way to reduce interference, but no rule calls for that particular step; the requirement is to stop causing the interference by whatever change works.
- B. A Notice to Air Missions is an aviation safety notice; no rule asks amateurs to file one to resolve radiolocation interference.
- D. Filing a NOTAM is not required and lowering the antenna is not specifically required, so not all the choices are correct.
Pool citation: 97.303(b)
E1B05
What is the National Radio Quiet Zone?
- A. An area surrounding the FCC monitoring station in Laurel, Maryland
- B. An area in New Mexico surrounding the White Sands Test Area
- C. An area surrounding the National Radio Astronomy Observatory
- D. An area in Florida surrounding Cape Canaveral
Show answer
C. An area surrounding the National Radio Astronomy Observatory
The National Radio Quiet Zone, defined in 47 CFR 97.3(a)(33), is an area of Maryland, Virginia and West Virginia around the National Radio Astronomy Observatory at Green Bank, WV. Under 97.203(e), a station must notify the observatory before establishing an automatically controlled beacon in the zone.
- A. FCC monitoring facilities are protected by a separate rule, 97.13(b), which applies within 1 mile of a facility; the quiet zone is not defined around one.
- B. White Sands Missile Range in Texas and New Mexico affects 33 cm operation (97.303(n), 97.313(g)), not the National Radio Quiet Zone.
- D. Florida has 70 cm power limits tied to military radar (97.313(f)), but the National Radio Quiet Zone is in Maryland, Virginia and West Virginia.
Pool citation: 97.3
E1B06
Which of the following additional rules apply if you are erecting an amateur station antenna structure at a site at or near a public use airport?
- A. You may have to notify the Federal Aviation Administration and register it with the FCC as required by Part 17 of the FCC rules
- B. You may have to enter the height above ground in meters, and the latitude and longitude in degrees, minutes, and seconds on the FAA website
- C. You must file an Environmental Impact Statement with the EPA before construction begins
- D. You must obtain a construction permit from the airport zoning authority per Part 119 of the FAA regulations
Show answer
A. You may have to notify the Federal Aviation Administration and register it with the FCC as required by Part 17 of the FCC rules
Under 47 CFR 97.15(a), owners of certain antenna structures more than 200 feet (60.96 m) above ground, or located near or at a public use airport, must notify the Federal Aviation Administration and register the structure with the FCC as required by Part 17 of the FCC rules. Whether a given structure needs this depends on its height and its distance from the airport.
- B. Part 97 does not set data entry formats; the rule that applies near an airport is the Part 17 FAA notification and FCC registration requirement.
- C. No EPA environmental impact statement is required for an amateur antenna; environmental review for amateur stations follows FCC rules (97.13(a)).
- D. Part 97 contains no airport construction permit requirement; the rule it applies near airports is Part 17 notification and registration.
Pool citation: 97.15
E1B07
To what type of regulations does PRB-1 apply?
- A. Homeowners associations
- B. FAA tower height limits
- C. State and local zoning
- D. Use of wireless devices in vehicles
Show answer
C. State and local zoning
PRB-1 is a 1985 FCC ruling, referenced in 47 CFR 97.15(b), that limits how state and local governments may regulate amateur antenna structures: their regulations must reasonably accommodate amateur communications and be the minimum practicable regulation for a legitimate purpose. It applies to state and local zoning and similar government regulation.
- A. The FCC has not extended PRB-1 to private agreements such as homeowners association covenants and deed restrictions; it covers government regulation.
- B. Antenna height near airports is handled through FAA notification and FCC registration under Part 17, not PRB-1.
- D. PRB-1 concerns antenna structures, not the use of wireless devices in vehicles.
Pool citation: 97.15
E1B08
What limitations may the FCC place on an amateur station if its signal causes interference to domestic broadcast reception, assuming that the receivers involved are of good engineering design?
- A. The amateur station must cease operation
- B. The amateur station must cease operation on all frequencies below 30 MHz
- C. The amateur station must cease operation on all frequencies above 30 MHz
- D. The amateur station must avoid transmitting during certain hours on frequencies that cause the interference
Show answer
D. The amateur station must avoid transmitting during certain hours on frequencies that cause the interference
Under 47 CFR 97.121(a), if an amateur station causes general interference to domestic broadcast reception on receivers of good engineering design, it may be barred from using the frequencies that cause the interference from 8 p.m. to 10:30 p.m. local time, and also from 10:30 a.m. to 1 p.m. on Sundays. These quiet hours apply only on the offending frequencies.
- A. The rule restricts operating hours on the problem frequencies; it does not shut down the station.
- B. The restriction covers only the frequencies causing interference, not every frequency below 30 MHz.
- C. The restriction covers only the frequencies causing interference, not every frequency above 30 MHz.
Pool citation: 97.121
E1B09
Which amateur stations may be operated under RACES rules?
- A. Only those club stations licensed to Amateur Extra class operators
- B. Any FCC-licensed amateur station except a Technician class
- C. Any FCC-licensed amateur station certified by the responsible civil defense organization for the area served
- D. Only stations meeting the FCC Part 97 technical standards for operation during an emergency
Show answer
C. Any FCC-licensed amateur station certified by the responsible civil defense organization for the area served
Under 47 CFR 97.407(a), a station may transmit in RACES only if it is an FCC-licensed primary, club or military recreation station certified by a civil defense organization as registered with that organization. Its control operator must hold an FCC amateur license and be certified as enrolled in that organization.
- A. RACES is not limited to club stations or to Amateur Extra licensees.
- B. Technician class stations are not excluded; any licensed station may take part if registered with the civil defense organization.
- D. Part 97 has no separate technical standard for emergency operation; RACES eligibility depends on civil defense registration.
Pool citation: 97.407
E1B10
What frequencies are authorized to an amateur station operating under RACES rules?
- A. All amateur service frequencies authorized to the control operator
- B. Specific segments in the amateur service MF, HF, VHF, and UHF bands
- C. Specific local government channels
- D. All these choices are correct
Show answer
A. All amateur service frequencies authorized to the control operator
Under 47 CFR 97.407(b), a station transmitting in RACES may use all the amateur frequency bands, segments and emissions authorized to its control operator, shared with normal amateur service operation. Only if the President's War Emergency Powers are invoked are RACES stations limited to the segments authorized under Part 214.
- B. Specific segments apply only if the President's War Emergency Powers are invoked; normally every frequency authorized to the control operator is available.
- C. RACES stations are amateur stations and transmit on amateur frequencies, not on local government channels.
- D. Specific segments and government channels are not the normal RACES frequencies, so not all the choices are correct.
Pool citation: 97.407
E1B11
What does PRB-1 require of state and local regulations affecting amateur radio antenna size and structures?
- A. No limitations may be placed on antenna size or placement
- B. Reasonable accommodations of amateur radio must be made
- C. Such structures must be permitted when use for emergency communications can be demonstrated
- D. Such structures must be permitted if certified by a registered professional engineer
Show answer
B. Reasonable accommodations of amateur radio must be made
PRB-1, referenced in 47 CFR 97.15(b), requires state and local regulation of amateur antenna structures to reasonably accommodate amateur communications and to be the minimum practicable regulation that accomplishes the government's legitimate purpose. Local governments may still regulate antennas, but they may not preclude amateur communications.
- A. PRB-1 allows reasonable regulation of antenna size and placement; it does not forbid all limitations.
- C. PRB-1 does not depend on showing an emergency communications use; reasonable accommodation applies to amateur communications in general.
- D. Certification by a professional engineer is not part of PRB-1 and does not override local regulation.
Pool citation: 97.15
E1C Automatic and remote control; band-specific regulations; operating in and communicating with foreign countries; spurious emission standards; HF modulation index limit; band-specific rules
E1C01
What is the maximum bandwidth for a data emission on 60 meters?
- A. 60 Hz
- B. 170 Hz
- C. 1.5 kHz
- D. 2.8 kHz
Show answer
D. 2.8 kHz
Under 47 CFR 97.303(h)(3) and 97.307(f)(14)(i), no emission anywhere on the 60 m band may occupy more than 2.8 kHz, and that applies to data as well as phone and RTTY. The figure matches the 2K80 bandwidth code in the 60 m phone and data emission designators 2K80J3E and 2K80J2D.
- A. 60 Hz is the bandwidth in the RTTY emission designator 60H0J2B listed for the 60 m channels, not the maximum for data.
- B. 170 Hz is a common RTTY frequency shift, not the 60 m bandwidth limit.
- C. 1.5 kHz is how far below a channel's center frequency a phone, data or RTTY carrier may be set, not a bandwidth limit.
Pool citation: 97.303
E1C02
Which of the following apply to communications transmitted to amateur stations in foreign countries?
- A. Third party traffic must be limited to that intended for the exclusive use of government and non-Government Organization (NGOs) involved in emergency relief activities
- B. All transmissions must be in English
- C. Communications must be limited to those incidental to the purpose of the amateur service and remarks of a personal nature
- D. All these choices are correct
Show answer
C. Communications must be limited to those incidental to the purpose of the amateur service and remarks of a personal nature
Under 47 CFR 97.117, transmissions to amateur stations in other countries must be limited to communications incidental to the purposes of the amateur service and to remarks of a personal character. Third party messages to foreign stations are a separate matter covered by 97.115.
- A. Third party traffic to foreign stations is allowed where the US has a third party arrangement with that country, and emergency or disaster relief messages may go to any country (97.115(a)(2)); it is not limited to government and NGO use.
- B. Part 97 requires English only for phone station identification (97.119(b)(2)); the contact itself may be in any language.
- D. The third party restriction and the English requirement are not rules, so not all the choices are correct.
Pool citation: 97.117
E1C03
How long must an operator wait after filing a notification with the Utilities Technology Council (UTC) before operating on the 2200-meter or 630-meter band?
- A. Operators must not operate until approval is received
- B. Operators may operate after 30 days, providing they have not been told that their station is within 1 kilometer of PLC systems using those frequencies
- C. Operators may not operate until a test signal has been transmitted in coordination with the local power company
- D. Operations may commence immediately, and may continue unless interference is reported by the UTC
Show answer
B. Operators may operate after 30 days, providing they have not been told that their station is within 1 kilometer of PLC systems using those frequencies
Under 47 CFR 97.303(g)(2), an operator must notify the Utilities Technology Council (called the Utilities Telecom Council in the rule) of their call sign, intended band or bands and antenna coordinates before using 2200 m or 630 m. Operation may begin after 30 days unless UTC reports that the station is within 1 km of a power line carrier (PLC) system on the same frequencies.
- A. No approval is issued; if UTC does not object within 30 days, operation may begin.
- C. No coordinated test transmission with a power company is required.
- D. Operation may not begin immediately; the rule requires waiting 30 days after notification.
Pool citation: 97.303(g)
E1C04
What is an IARP?
- A. A permit that allows US amateurs to operate in certain countries of the Americas
- B. The internal amateur radio practices policy of the FCC
- C. An indication of increased antenna reflected power
- D. A forecast of intermittent aurora radio propagation
Show answer
A. A permit that allows US amateurs to operate in certain countries of the Americas
An IARP (International Amateur Radio Permit) is issued under the Inter-American Convention on an International Amateur Radio Permit and lets a licensed amateur from a participating country operate temporarily in other participating countries of the Americas without a separate license. Part 97 defines it in 97.3(a)(24) and allows foreign IARP holders to operate in the US (97.5(e), 97.301(a)).
- B. No FCC policy is called an IARP; the term refers to the Inter-American permit.
- C. Reflected power is measured with an SWR meter or directional wattmeter; IARP is not a measurement term.
- D. IARP has nothing to do with propagation forecasts; it is an operating permit.
E1C05
Under what situation may a station transmit third party communications while being automatically controlled?
- A. Never
- B. Only when transmitting RTTY or data emissions
- C. Only when transmitting SSB or CW
- D. On any mode approved by the National Telecommunication and Information Administration
Show answer
B. Only when transmitting RTTY or data emissions
Under 47 CFR 97.115(c), a station may not transmit third party communications while automatically controlled unless it is transmitting a RTTY or data emission. This lets automatically controlled digital stations, such as those in message forwarding systems, carry third party messages.
- A. The rule makes an exception for RTTY and data, so third party traffic under automatic control is allowed in that case.
- C. SSB phone and CW are not covered by the exception; only RTTY and data emissions are.
- D. The NTIA manages federal government spectrum and does not approve amateur modes; the exception is set by 97.115(c).
Pool citation: 97.221(c)(1), 97.115(c)
E1C06
Which of the following is required in order to operate in accordance with CEPT rules in foreign countries where permitted?
- A. You must identify in the official language of the country in which you are operating
- B. The US embassy must approve of your operation
- C. You must have a copy of FCC Public Notice DA 16-1048
- D. You must append "/CEPT" to your call sign
Show answer
C. You must have a copy of FCC Public Notice DA 16-1048
Under CEPT Recommendation T/R 61-01, which the US implements, a US amateur visiting a participating European country must carry a copy of FCC Public Notice DA 16-1048, which documents that a US license is recognized under the CEPT arrangement, along with their license. The operator identifies with the host country's prefix, a slash, and their US call sign.
- A. CEPT operation does not require identifying in the host country's official language.
- B. The CEPT arrangement exists so that no individual permission is needed; the US embassy has no approval role.
- D. The CEPT identification format puts the host country's prefix before the call sign; it does not use a /CEPT suffix.
E1C07
What notifications must be given before transmitting on the 630- or 2200-meter bands?
- A. A special endorsement must be requested from the FCC
- B. An environmental impact statement must be filed with the Department of the Interior
- C. Operators must inform the FAA of their intent to operate, giving their call sign and distance to the nearest runway
- D. Operators must inform the Utilities Technology Council (UTC) of their call sign and coordinates of the station
Show answer
D. Operators must inform the Utilities Technology Council (UTC) of their call sign and coordinates of the station
Under 47 CFR 97.303(g)(2), before operating on 2200 m or 630 m an amateur must notify the Utilities Technology Council (UTC, called the Utilities Telecom Council in the rule) of their call sign, intended band or bands, and the coordinates of their fixed antenna location. UTC uses this to check whether the station is within 1 km of a power line carrier system on those frequencies.
- A. No FCC endorsement is needed; any General class or higher licensee may use these bands after notifying UTC.
- B. No environmental impact statement is required to operate on these bands.
- C. The FAA has no notification role here; the required notice goes to UTC.
Pool citation: 97.303(g)
E1C08
What is the maximum permissible duration of a remotely controlled station’s transmissions if its control link malfunctions?
- A. 30 seconds
- B. 3 minutes
- C. 5 minutes
- D. 10 minutes
Show answer
B. 3 minutes
Under 47 CFR 97.213(b), a station under telecommand (remote control) must include provisions that limit its transmissions to no more than 3 minutes if the control link malfunctions. This keeps a station from transmitting indefinitely when the control operator can no longer turn it off.
- A. 30 seconds is within the limit, but it is not the maximum; the rule allows up to 3 minutes.
- C. 5 minutes exceeds the 3 minute limit in 97.213(b).
- D. 10 minutes exceeds the 3 minute limit; 10 minutes is the station identification interval in 97.119(a).
Pool citation: 97.213
E1C09
What is the highest modulation index permitted at the highest modulation frequency for angle modulation below 29.0 MHz?
- A. 0.5
- B. 1.0
- C. 2.0
- D. 3.0
Show answer
B. 1.0
Under 47 CFR 97.307(f)(1), which 97.305(c) applies to HF phone segments below 29.0 MHz, no angle-modulated (FM or PM) emission may have a modulation index greater than 1 at the highest modulation frequency. Modulation index is peak deviation divided by modulating frequency, so with 3 kHz audio the deviation may be at most 3 kHz; the 29.0 to 29.7 MHz segment is exempt, which allows wider FM there.
- A. An index of 0.5 is permitted, but it is not the maximum; the limit is 1.0.
- C. An index of 2.0 is above the 1.0 limit for HF below 29.0 MHz.
- D. An index of 3.0 is three times the 1.0 limit for HF below 29.0 MHz.
Pool citation: 97.307
E1C10
What is the maximum mean power level for a spurious emission below 30 MHz with respect to the fundamental emission?
- A. - 43 dB
- B. - 53 dB
- C. - 63 dB
- D. - 73 dB
Show answer
A. - 43 dB
Under 47 CFR 97.307(d), for transmitters installed after January 1, 2003, the mean power of any spurious emission on a frequency below 30 MHz must be at least 43 dB below the mean power of the fundamental. A 43 dB reduction is a power ratio of about 20,000 to 1, so -43 dB is the highest level allowed.
- B. A spurious emission 53 dB down meets the rule, but the maximum allowed level is 43 dB below the fundamental.
- C. A spurious emission 63 dB down meets the rule, but the maximum allowed level below 30 MHz is 43 dB below the fundamental; the 30 to 225 MHz requirement is 60 dB (97.307(e)).
- D. A spurious emission 73 dB down meets the rule, but the maximum allowed level is 43 dB below the fundamental.
Pool citation: 97.307
E1C11
Which of the following operating arrangements allows an FCC-licensed US citizen to operate in many European countries, and amateurs from many European countries to operate in the US?
- A. CEPT
- B. IARP
- C. ITU reciprocal license
- D. All these choices are correct
Show answer
A. CEPT
CEPT Recommendation T/R 61-01, from the European Conference of Postal and Telecommunications Administrations, lets amateurs licensed in participating countries, including the US, operate temporarily in other participating countries without a separate license. Part 97 gives CEPT license holders the matching privilege of operating in the US (97.5(d), 97.301).
- B. The IARP covers participating countries in the Americas under an Inter-American convention, not European countries.
- C. The ITU does not issue amateur licenses; reciprocal operation rests on agreements between governments (97.107).
- D. The IARP and an ITU license do not provide operation in Europe, so not all the choices are correct.
Pool citation: 97.5
E1C12
In what portion of the 630-meter band are phone emissions permitted?
- A. None
- B. Only the top 3 kHz
- C. Only the bottom 3 kHz
- D. The entire band
Show answer
D. The entire band
Under 47 CFR 97.305(c), phone and image emissions are authorized across the entire 630 m band (472 to 479 kHz), along with RTTY, data and CW. Phone there is still subject to the 5 W EIRP radiated power limit of 97.313(l).
- A. Phone is authorized on 630 m; the band is not limited to CW and data.
- B. The 630 m emission rules are not split into segments; phone is allowed anywhere in the band, not only the top 3 kHz.
- C. The 630 m emission rules are not split into segments; phone is allowed anywhere in the band, not only the bottom 3 kHz.
Pool citation: 97.305(c)
E1D Amateur Space and Earth stations; telemetry and telecommand rules; identification of balloon transmissions; one-way communications
E1D01
What is the definition of telemetry?
- A. One-way transmission of measurements at a distance from the measuring instrument
- B. Two-way transmissions in excess of 1000 feet
- C. Two-way transmissions of data
- D. One-way transmission that initiates, modifies, or terminates the functions of a device at a distance
Show answer
A. One-way transmission of measurements at a distance from the measuring instrument
Under 47 CFR 97.3(a)(46), telemetry is a one-way transmission of measurements at a distance from the measuring instrument, such as a balloon or satellite sending temperature, voltage or position readings. Telemetry is one of the one-way transmissions authorized by 97.111(b)(7).
- B. Telemetry is one-way, and its definition has no distance threshold such as 1000 feet.
- C. Telemetry is one-way; a two-way exchange of data is ordinary data communication.
- D. Initiating, modifying or terminating the functions of a device at a distance is telecommand (97.3(a)(44)), which works in the opposite direction from telemetry.
Pool citation: 97.3
E1D02
Which of the following may transmit encrypted messages?
- A. Telecommand signals to terrestrial repeaters
- B. Telecommand signals from a space telecommand station
- C. Auxiliary relay links carrying repeater audio
- D. Mesh network backbone nodes
Show answer
B. Telecommand signals from a space telecommand station
Under 47 CFR 97.211(b), a space telecommand station may transmit special codes intended to obscure the meaning of telecommand messages to the station in space. This protects satellites from unauthorized commands; other amateur communications may not be encoded to obscure their meaning (97.113(a)(4)).
- A. Telecommand of terrestrial stations such as repeaters has no exemption from the 97.113(a)(4) ban on messages encoded to obscure their meaning.
- C. Auxiliary links carrying repeater audio are ordinary amateur transmissions and may not be encrypted.
- D. Mesh network nodes are amateur stations subject to 97.113(a)(4), so their traffic may not be encrypted.
Pool citation: 97.211(b)
E1D03
What is a space telecommand station?
- A. An amateur station located on the surface of the Earth for communication with other Earth stations by means of Earth satellites
- B. An amateur station that transmits communications to initiate, modify, or terminate functions of a space station
- C. An amateur station located in a satellite or a balloon more than 50 kilometers above the surface of the Earth
- D. An amateur station that receives telemetry from a satellite or balloon more than 50 kilometers above the surface of the Earth
Show answer
B. An amateur station that transmits communications to initiate, modify, or terminate functions of a space station
Under 47 CFR 97.3(a)(45), a telecommand station is an amateur station that transmits communications to initiate, modify or terminate functions of a space station. It is the station that sends commands up to a satellite.
- A. A station on Earth that communicates with other Earth stations by means of satellites is an Earth station (97.3(a)(16)).
- C. A station located more than 50 km above the Earth's surface is a space station (97.3(a)(41)), not a telecommand station.
- D. Receiving telemetry does not make a station a telecommand station; telecommand stations transmit commands to a space station.
Pool citation: 97.3(a)(45)
E1D04
Which of the following is required in the identification transmissions from a balloon-borne telemetry station?
- A. Call sign
- B. The output power of the balloon transmitter
- C. The station's six-character Maidenhead grid locator
- D. All these choices are correct
Show answer
A. Call sign
Under 47 CFR 97.119(a), every amateur station except a space station or telecommand station must transmit its assigned call sign at the end of each communication and at least every 10 minutes during a communication. A balloon flying below 50 km is not a space station, so its telemetry transmitter must identify with its call sign.
- B. Transmitter output power is not part of station identification.
- C. A grid locator may be included in telemetry, but the rules do not require it for identification.
- D. Only the call sign is required, so not all the choices are correct.
Pool citation: 97.119(a)
E1D05
What must be posted at the location of a station being operated by telecommand on or within 50 kilometers of the Earth’s surface?
- A. A photocopy of the station license
- B. A label with the name, address, and telephone number of the station licensee
- C. A label with the name, address, and telephone number of the control operator
- D. All these choices are correct
Show answer
D. All these choices are correct
Under 47 CFR 97.213(d), a station on or within 50 km of the Earth's surface operated by telecommand must have posted, in a conspicuous place at the station location, a photocopy of the station license and a label with the name, address and telephone number of the station licensee and of at least one designated control operator. All three items are required.
- A. A copy of the station license is required, but so are the labels for the licensee and a control operator.
- B. A label for the station licensee is required, but the license copy and the control operator label are required too.
- C. A label for a designated control operator is required, but so are the license copy and the licensee label.
Pool citation: 97.213(d)
E1D06
What is the maximum permitted transmitter output power when operating a model craft by telecommand?
- A. 1 watt
- B. 2 watts
- C. 5 watts
- D. 100 watts
Show answer
A. 1 watt
Under 47 CFR 97.215(c), a station transmitting signals to control a model craft may not exceed 1 W of transmitter power. Those control transmissions need no station identification if a label with the call sign and the licensee's name and address is attached to the transmitter (97.215(a)).
- B. 2 watts exceeds the 1 W limit for model craft control.
- C. 5 watts exceeds the 1 W limit for model craft control.
- D. 100 watts is far above the 1 W limit for model craft control.
Pool citation: 97.215(c)
E1D07
Which of the following HF amateur bands include allocations for space stations?
- A. 40 meters, 20 meters, 15 meters, and 10 meters
- B. 30 meters, 17 meters, and 10 meters
- C. Only 10 meters
- D. Satellite operation is permitted on all HF bands
Show answer
A. 40 meters, 20 meters, 15 meters, and 10 meters
Under 47 CFR 97.207(c), space stations may transmit on the 17, 15, 12 and 10 m bands and on the 7.0 to 7.1 MHz (40 m) and 14.00 to 14.25 MHz (20 m) segments. The list of 40, 20, 15 and 10 m is the only choice made up entirely of HF bands that have space station frequencies.
- B. 30 m has no space station frequencies, even though 17 m and 10 m do.
- C. 10 m has space station frequencies, but so do 40, 20, 17, 15 and 12 m.
- D. Space stations may not use every HF band; 80 m, 75 m, 60 m and 30 m have no space station frequencies.
Pool citation: 97.207
E1D08
Which VHF amateur bands have frequencies authorized for space stations?
- A. 6 meters and 2 meters
- B. 6 meters, 2 meters, and 1.25 meters
- C. 2 meters and 1.25 meters
- D. 2 meters
Show answer
D. 2 meters
Under 47 CFR 97.207(c)(2), the only VHF frequencies authorized to space stations are 144 to 146 MHz, part of the 2 m band. The 6 m and 1.25 m bands have no space station frequencies.
- A. 6 m has no space station frequencies; only 144 to 146 MHz in 2 m does.
- B. Neither 6 m nor 1.25 m has space station frequencies; only 144 to 146 MHz in 2 m does.
- C. 1.25 m has no space station frequencies; only 144 to 146 MHz in 2 m does.
Pool citation: 97.207
E1D09
Which UHF amateur bands have frequencies authorized for space stations?
- A. 70 centimeters only
- B. 70 centimeters and 13 centimeters
- C. 70 centimeters and 33 centimeters
- D. 33 centimeters and 13 centimeters
Show answer
B. 70 centimeters and 13 centimeters
Under 47 CFR 97.207(c)(2), the UHF segments authorized to space stations are 435 to 438 MHz in the 70 cm band and 2400 to 2450 MHz in the 13 cm band. UHF covers 300 to 3000 MHz (97.3(b)(12)), so both count as UHF.
- A. 70 cm has space station frequencies, but so does 2400 to 2450 MHz in the 13 cm band.
- C. 33 cm (902 to 928 MHz) has no space station frequencies; the second UHF band is 13 cm.
- D. 13 cm has space station frequencies, but 33 cm does not, and 70 cm is missing from this pair.
Pool citation: 97.207
E1D10
Which amateur stations are eligible to be telecommand stations of space stations, subject to the privileges of the class of operator license held by the control operator of the station?
- A. Any amateur station approved by AMSAT
- B. Any amateur station so designated by the space station licensee
- C. Any amateur station so designated by the ITU
- D. All these choices are correct
Show answer
B. Any amateur station so designated by the space station licensee
Under 47 CFR 97.211(a), any amateur station designated by the licensee of a space station may transmit as a telecommand station for that space station, subject to the privileges of the control operator's license class.
- A. AMSAT is an amateur satellite organization, but the rule gives the power of designation to the space station licensee, not to AMSAT.
- C. The ITU does not designate individual telecommand stations; the space station licensee does.
- D. Only designation by the space station licensee counts, so not all the choices are correct.
Pool citation: 97.211
E1D11
Which amateur stations are eligible to operate as Earth stations?
- A. Any amateur licensee who has successfully completed the AMSAT space communications course
- B. Only those of General, Advanced or Amateur Extra class operators
- C. Only those of Amateur Extra class operators
- D. Any amateur station, subject to the privileges of the class of operator license held by the control operator
Show answer
D. Any amateur station, subject to the privileges of the class of operator license held by the control operator
Under 47 CFR 97.209(a), any amateur station may be an Earth station, and a holder of any class of operator license may be its control operator, subject to that class's privileges.
- A. No course is required to operate an Earth station.
- B. Technician licensees may also operate Earth stations within their privileges, so the rule is not limited to General and higher.
- C. Earth station operation is not limited to Amateur Extra licensees.
Pool citation: 97.209
E1D12
Which of the following amateur stations may transmit one-way communications?
- A. A space station, beacon station, or telecommand station
- B. A local repeater or linked repeater station
- C. A message forwarding station or automatically controlled digital station
- D. All these choices are correct
Show answer
A. A space station, beacon station, or telecommand station
Part 97 specifically authorizes one-way communications by space stations (47 CFR 97.207(e)), beacon stations (97.203(g)) and telecommand stations (97.211(d)), in addition to the general one-way transmissions listed in 97.111(b). Auxiliary stations have the same authorization (97.201(e)).
- B. Repeaters retransmit other stations' signals, and Part 97 has no provision authorizing them to transmit one-way communications.
- C. Message forwarding and automatically controlled digital stations exchange messages, and no rule authorizes them to transmit one-way communications.
- D. Repeaters, message forwarding stations and automatically controlled digital stations have no one-way authorization, so not all the choices are correct.
E1E Volunteer examiner program: definitions; qualifications; preparation and administration of exams; reimbursement; accreditation; question pools; documentation requirements
E1E01
For which types of out-of-pocket expenses do the Part 97 rules state that VEs and VECs may be reimbursed?
- A. Preparing, processing, administering, and coordinating an examination for an amateur radio operator license
- B. Teaching an amateur operator license examination preparation course
- C. No expenses are authorized for reimbursement
- D. Providing amateur operator license examination preparation training materials
Show answer
A. Preparing, processing, administering, and coordinating an examination for an amateur radio operator license
Under 47 CFR 97.527, VEs and VECs may be reimbursed by examinees for out-of-pocket expenses incurred in preparing, processing, administering or coordinating an examination for an amateur operator license. This is the basis for the session fee examinees pay.
- B. Teaching a license preparation course is not one of the examination expenses covered by 97.527.
- C. 97.527 does authorize reimbursement of out-of-pocket examination expenses.
- D. Providing study materials is not one of the examination expenses covered by 97.527.
Pool citation: 97.527
E1E02
Who is tasked by Part 97 with maintaining the pools of questions for all US amateur license examinations?
- A. The VEs
- B. The FCC
- C. The VECs
- D. The ARRL
Show answer
C. The VECs
Under 47 CFR 97.523, all VECs must cooperate in maintaining one question pool for each written examination element, and each pool must contain at least 10 times the number of questions on a single exam. The VECs do this through the Question Pool Committee of the National Conference of VECs.
- A. VEs prepare question sets drawn from the pools (97.507), but the pools themselves are maintained by the VECs.
- B. The FCC does not write or maintain the question pools; Part 97 assigns that job to the VECs.
- D. The ARRL is one VEC among several; the rule assigns the job to all VECs together.
Pool citation: 97.523
E1E03
What is a Volunteer Examiner Coordinator?
- A. A person who has volunteered to administer amateur operator license examinations
- B. An organization paid by the volunteer examiner team to publicize and schedule examinations
- C. An organization that has entered into an agreement with the FCC to coordinate, prepare, and administer amateur operator license examinations
- D. The person who has entered into an agreement with the FCC to be the VE session manager
Show answer
C. An organization that has entered into an agreement with the FCC to coordinate, prepare, and administer amateur operator license examinations
Under 47 CFR 97.521, a Volunteer Examiner Coordinator is an organization that has entered into a written agreement with the FCC. Under 97.519, the VEC coordinates the efforts of VEs in preparing and administering examinations, then screens the results and forwards them to the FCC.
- A. A person who volunteers to give exams is a volunteer examiner (VE), accredited by a VEC.
- B. VECs are not paid by VE teams; VEs and VECs may be reimbursed by examinees for out-of-pocket expenses (97.527).
- D. A VEC is an organization, not a person, and a VE session manager is selected by the VE team (97.513), not by agreement with the FCC.
Pool citation: 97.521
E1E04
What is required to be accredited as a Volunteer Examiner?
- A. Each General, Advanced and Amateur Extra class operator is automatically accredited as a VE when the license is granted
- B. The amateur operator applying must pass a VE examination administered by the FCC Enforcement Bureau
- C. The prospective VE must obtain accreditation from the FCC
- D. A VEC must confirm that the VE applicant meets FCC requirements to serve as an examiner
Show answer
D. A VEC must confirm that the VE applicant meets FCC requirements to serve as an examiner
Under 47 CFR 97.509(b)(1) and 97.525, a volunteer examiner must be accredited by a VEC, which confirms that the applicant meets the FCC's requirements (for example, at least 18 years old, a suitable license class, and no license ever revoked or suspended) and is competent and trustworthy to serve.
- A. Holding a General, Advanced or Extra license does not make anyone a VE automatically; a VEC must accredit them.
- B. There is no FCC Enforcement Bureau examination for VEs.
- C. VEs are accredited by a VEC, not directly by the FCC.
E1E05
What must the VE team do with the application form if the examinee does not pass the exam?
- A. Maintain the application form with the VEC’s records
- B. Return the application document to the examinee
- C. Send the application form to the FCC and inform the FCC of the grade
- D. Destroy the application form
Show answer
B. Return the application document to the examinee
Under 47 CFR 97.509(j), when an examinee does not score a passing grade on an examination element, the administering VEs must return the application document to the examinee and inform the examinee of the grade.
- A. The application of an examinee who did not pass is not kept with VEC records; it goes back to the examinee.
- C. Application data goes to the VEC and on to the FCC only after a successful examination (97.509(m), 97.519).
- D. The rule requires returning the document, not destroying it.
Pool citation: 97.509(j)
E1E06
Who is responsible for the proper conduct and necessary supervision during an amateur operator license examination session?
- A. The VEC coordinating the session
- B. The designated monitoring VE
- C. Each administering VE
- D. Only the VE session manager
Show answer
C. Each administering VE
Under 47 CFR 97.509(c), each administering VE must observe the examinee throughout the entire examination, and the administering VEs are responsible for the proper conduct and necessary supervision of each examination. The duty belongs to every VE on the team, not to one person.
- A. The VEC coordinates sessions (97.519) but does not supervise each examination in person.
- B. Part 97 has no designated monitoring VE; all the administering VEs share the duty.
- D. A VE session manager may organize the session and act as liaison with the VEC (97.513), but supervision is the duty of each administering VE.
Pool citation: 97.509
E1E07
What should a VE do if a candidate fails to comply with the examiner’s instructions during an amateur operator license examination?
- A. Warn the candidate that continued failure to comply will result in termination of the examination
- B. Immediately terminate the candidate’s examination
- C. Allow the candidate to complete the examination, but invalidate the results
- D. Immediately terminate everyone’s examination and close the session
Show answer
B. Immediately terminate the candidate’s examination
Under 47 CFR 97.509(c), the administering VEs must immediately terminate the examination of an examinee who fails to comply with their instructions. Examinees are required to follow VE instructions by 97.511.
- A. The rule calls for immediate termination, not a warning.
- C. The examination must be stopped immediately, not allowed to continue.
- D. Only the noncompliant examinee's examination is terminated; other examinees are not affected.
E1E08
To which of the following examinees may a VE not administer an examination?
- A. Employees of the VE
- B. Friends of the VE
- C. Relatives of the VE as listed in the FCC rules
- D. All these choices are correct
Show answer
C. Relatives of the VE as listed in the FCC rules
Under 47 CFR 97.509(d), a VE may not administer an examination to their spouse, children, grandchildren, stepchildren, parents, grandparents, stepparents, brothers, sisters, stepbrothers, stepsisters, aunts, uncles, nieces, nephews or in-laws. The rule lists relatives only.
- A. The rule does not bar a VE from examining their employees.
- B. The rule does not bar a VE from examining their friends.
- D. Employees and friends are not on the list in the rule, so not all the choices are correct.
Pool citation: 97.509
E1E09
What may be the penalty for a VE who fraudulently administers or certifies an examination?
- A. Revocation of the VE’s amateur station license grant and the suspension of the VE’s amateur operator license grant
- B. A fine of up to $1,000 per occurrence
- C. A sentence of up to one year in prison
- D. All these choices are correct
Show answer
A. Revocation of the VE’s amateur station license grant and the suspension of the VE’s amateur operator license grant
Under 47 CFR 97.509(e), a VE who administers or certifies an examination by fraudulent means, or for consideration beyond permitted reimbursement, may have their amateur station license revoked and their amateur operator license suspended.
- B. A $1,000 fine is not the penalty named in 97.509(e), which names license revocation and suspension.
- C. 97.509(e) does not prescribe a prison sentence; it names license revocation and suspension.
- D. The fine and prison sentence are not the penalties stated in 97.509(e), so not all the choices are correct.
Pool citation: 97.509
E1E10
What must the administering VEs do after the administration of a successful examination for an amateur operator license?
- A. They must collect and send the documents directly to the FCC
- B. They must collect and submit the documents to the coordinating VEC for grading
- C. They must submit the application document to the coordinating VEC according to the coordinating VEC instructions
- D. They must return the documents to the applicant for submission to the FCC according to the FCC instructions
Show answer
C. They must submit the application document to the coordinating VEC according to the coordinating VEC instructions
Under 47 CFR 97.509(m), after a successful examination the administering VEs must submit the application document to the coordinating VEC according to the VEC's instructions. The VEC then screens the information and forwards the data electronically to the FCC (97.519(b)).
- A. VEs do not send documents to the FCC; the coordinating VEC forwards the data.
- B. The VEs grade the examination themselves (97.509(h)); the VEC does not grade it.
- D. Applicants do not file their own examination results with the FCC; the VE team sends the application to the VEC.
Pool citation: 97.509(m)
E1E11
What must the VE team do if an examinee scores a passing grade on all examination elements needed for an upgrade or new license?
- A. Photocopy all examination documents and forward them to the FCC for processing
- B. Three VEs must certify that the examinee is qualified for the license grant and that they have complied with the administering VE requirements
- C. Issue the examinee the new or upgrade license
- D. All these choices are correct
Show answer
B. Three VEs must certify that the examinee is qualified for the license grant and that they have complied with the administering VE requirements
Under 47 CFR 97.509(i), when an examinee is credited with all elements required for the license sought, 3 VEs must certify that the examinee is qualified for the license grant and that the VEs complied with the administering VE requirements. The certifying VEs are jointly and individually accountable for the examination.
- A. VEs do not send photocopies to the FCC; they submit the application document to the VEC (97.509(m)).
- C. VEs issue a CSCE (97.509(l)); only the FCC grants a license.
- D. Photocopying documents for the FCC and issuing a license are not VE duties, so not all the choices are correct.
Pool citation: 97.509(i)
E1F Miscellaneous rules: external RF power amplifiers; prohibited communications; spread spectrum; auxiliary stations; Canadian amateurs operating in the US; special temporary authority
E1F01
On what frequencies are spread spectrum transmissions permitted?
- A. Only on amateur frequencies above 50 MHz
- B. Only on amateur frequencies above 222 MHz
- C. Only on amateur frequencies above 420 MHz
- D. Only on amateur frequencies above 144 MHz
Show answer
B. Only on amateur frequencies above 222 MHz
Under 47 CFR 97.305(c), spread spectrum (SS) emissions are authorized on the 222 to 225 MHz part of the 1.25 m band and on 70 cm and all higher bands, but not on 6 m, 2 m or the 219 to 220 MHz segment. So SS is permitted only above 222 MHz, and at no more than 10 W PEP (97.313(j)).
- A. 6 m and 2 m are above 50 MHz, but SS is not authorized on either band.
- C. SS is also authorized on 222 to 225 MHz, below 420 MHz.
- D. SS is not authorized on 2 m (144 to 148 MHz); it begins at 222 MHz.
Pool citation: 97.305
E1F02
What privileges are authorized in the US to persons holding an amateur service license granted by the government of Canada?
- A. None, they must obtain a US license
- B. Full privileges of the General class license on the 80-, 40-, 20-, 15-, and 10-meter bands
- C. The operating terms and conditions of the Canadian amateur service license, not to exceed US Amateur Extra class license privileges
- D. Full privileges, up to and including those of the Amateur Extra class license, on the 80-, 40-, 20-, 15-, and 10-meter bands
Show answer
C. The operating terms and conditions of the Canadian amateur service license, not to exceed US Amateur Extra class license privileges
Under 47 CFR 97.107(a), a holder of a Canadian amateur license may operate in the US under the US and Canada convention, the terms of their Canadian license and the applicable Part 97 rules, but not beyond the privileges of a US Amateur Extra license. Canadian operators add the US location indicator after their own call sign (97.119(g)).
- A. Canadian licensees need no US license; 97.107 grants them reciprocal operating authority.
- B. Their privileges follow their Canadian license, up to Extra class, not a fixed set of General privileges on five bands.
- D. Privileges are not limited to five HF bands; they follow the Canadian license terms wherever Part 97 allows, up to Extra class.
Pool citation: 97.107
E1F03
Under what circumstances may a dealer sell an external RF power amplifier capable of operation below 144 MHz if it has not been granted FCC certification?
- A. Gain is less than 23 dB when driven by power of 10 watts or less
- B. The equipment dealer assembled it from a kit
- C. It was manufactured and certificated in a country which has a reciprocal certification agreement with the FCC
- D. The amplifier is constructed or modified by an amateur radio operator for use at an amateur station
Show answer
D. The amplifier is constructed or modified by an amateur radio operator for use at an amateur station
Under 47 CFR 97.315(a), an external RF power amplifier capable of operation below 144 MHz generally needs FCC certification, but 97.315(b)(1) exempts an amplifier constructed or modified by an amateur radio operator for use at an amateur station. Such an amplifier is outside the certification requirement, so a dealer may sell it without certification.
- A. No gain or drive level exempts an amplifier; certified amplifiers must have no more than 15 dB of gain (97.317(a)(2)).
- B. A dealer assembling a kit for sale is not an amateur building an amplifier for use at an amateur station, so the 97.315(b)(1) exemption does not apply.
- C. 97.315 contains no exemption for amplifiers certified under a foreign reciprocal agreement.
Pool citation: 97.315
E1F04
Which of the following geographic descriptions approximately describes "Line A"?
- A. A line roughly parallel to and south of the border between the US and Canada
- B. A line roughly parallel to and west of the US Atlantic coastline
- C. A line roughly parallel to and north of the border between the US and Mexico
- D. A line roughly parallel to and east of the US Pacific coastline
Show answer
A. A line roughly parallel to and south of the border between the US and Canada
Line A, defined in 47 CFR 97.3(a)(30), runs from Aberdeen, Washington, to Searsport, Maine, roughly parallel to and south of the US and Canada border. Amateur stations north of Line A may not transmit on 420 to 430 MHz (97.303(m)(1)).
- B. Line A follows the Canadian border, not the Atlantic coastline.
- C. Line A follows the Canadian border, not the Mexican border.
- D. Line A follows the Canadian border, not the Pacific coastline.
Pool citation: 97.3
E1F05
Amateur stations may not transmit in which of the following frequency segments if they are located in the contiguous 48 states and north of Line A?
- A. 440 MHz - 450 MHz
- B. 53 MHz - 54 MHz
- C. 222 MHz - 223 MHz
- D. 420 MHz - 430 MHz
Show answer
D. 420 MHz - 430 MHz
Under 47 CFR 97.303(m)(1), no amateur station may transmit on the 420 to 430 MHz segment of the 70 cm band from north of Line A, which runs roughly parallel to and south of the US and Canada border (97.3(a)(30)). The rest of 70 cm, including 440 to 450 MHz, remains available there.
- A. 440 to 450 MHz is not barred north of Line A, though stations there must not interfere with other nations' fixed and mobile services (97.303(m)(3)).
- B. 53 to 54 MHz is in the 6 m band, which has no Line A restriction.
- C. 222 to 223 MHz is in the 1.25 m band, which has no Line A restriction.
Pool citation: 97.303
E1F06
Under what circumstances might the FCC issue a Special Temporary Authority (STA) to an amateur station?
- A. To provide for experimental amateur communications
- B. To allow use of a special event call sign
- C. To allow a VE group with less than three VEs to administer examinations in a remote, sparsely populated area
- D. To allow a licensee who has passed an upgrade exam to operate with upgraded privileges while waiting for posting on the FCC database
Show answer
A. To provide for experimental amateur communications
A Special Temporary Authority (STA), issued under 47 CFR 1.931, is short-term permission from the FCC to operate in a way the rules do not otherwise allow. For an amateur station, the purpose that fits is experimental communications, such as testing an emission or technique the rules do not otherwise permit.
- B. Special event call signs are chosen from a common database kept by volunteer coordinators (97.3(a)(11)(iii), 97.119(d)); no STA is needed.
- C. Every examination must be administered by at least 3 VEs (97.509(a)); an STA is not used to reduce that number.
- D. A CSCE already lets a licensee use upgraded privileges for up to 365 days while the upgrade is pending (97.9(b)), with an indicator such as AG or AE (97.119(f)).
Pool citation: 1.931
E1F07
When may an amateur station send a message to a business?
- A. When the pecuniary interest of the amateur or his or her employer is less than $25
- B. When the pecuniary interest of the amateur or his or her employer is less than $50
- C. At no time
- D. When neither the amateur nor their employer has a pecuniary interest in the communications
Show answer
D. When neither the amateur nor their employer has a pecuniary interest in the communications
Under 47 CFR 97.113(a)(3), an amateur station may not transmit communications in which the station licensee or control operator has a pecuniary (financial) interest, including communications on behalf of an employer. A message to a business is therefore allowed when neither the amateur nor their employer has a pecuniary interest in it.
- A. Part 97 sets no dollar threshold; any pecuniary interest of the amateur or their employer makes the communication prohibited.
- B. There is no $50 threshold either; the test is whether any pecuniary interest exists.
- C. Messages to businesses are permitted when no pecuniary interest is involved.
Pool citation: 97.113
E1F08
Which of the following types of amateur station communications are prohibited?
- A. Communications transmitted for hire or material compensation, except as otherwise provided in the rules
- B. Communications that have political content, except as allowed by the Fairness Doctrine
- C. Communications that have religious content
- D. Communications in a language other than English
Show answer
A. Communications transmitted for hire or material compensation, except as otherwise provided in the rules
Under 47 CFR 97.113(a)(2), an amateur station may not transmit communications for hire or for material compensation, direct or indirect, paid or promised, except as the rules otherwise provide. The exceptions, such as a teacher using a station as part of classroom instruction (97.113(a)(3)(iii)), are narrow.
- B. Part 97 does not prohibit political topics, and the Fairness Doctrine was a broadcasting policy with no role in the amateur rules.
- C. Part 97 does not prohibit religious content.
- D. Amateurs may communicate in any language; only phone station identification must be in English (97.119(b)(2)).
Pool citation: 97.113(c)
E1F09
Which of the following cannot be transmitted over an amateur radio mesh network?
- A. Third party traffic
- B. Email
- C. Messages encoded to obscure their meaning
- D. All these choices are correct
Show answer
C. Messages encoded to obscure their meaning
Under 47 CFR 97.113(a)(4), no amateur station may transmit messages encoded for the purpose of obscuring their meaning, and the nodes of an amateur mesh network are amateur stations. Encrypted traffic is therefore not allowed over an amateur mesh network, even though encryption is normal on unlicensed Wi-Fi.
- A. Third party traffic may be carried on a mesh network, subject to the third party rules in 97.115.
- B. Email may be sent over a mesh network as long as its content is permitted and it is not encrypted.
- D. Third party traffic and email are permitted, so not all the choices are correct.
Pool citation: 97.113(a)(4)
E1F10
Who may be the control operator of an auxiliary station?
- A. Any licensed amateur operator
- B. Only Technician, General, Advanced, or Amateur Extra class operators
- C. Only General, Advanced, or Amateur Extra class operators
- D. Only Amateur Extra class operators
Show answer
B. Only Technician, General, Advanced, or Amateur Extra class operators
Under 47 CFR 97.201(a), a holder of a Technician, General, Advanced or Amateur Extra license may be the control operator of an auxiliary station, subject to the privileges of their class. Novice licensees are not included.
- A. Novice licensees may not be control operators of auxiliary stations, so not every licensed operator qualifies.
- C. Technician licensees also qualify under 97.201(a).
- D. The privilege is not limited to Amateur Extra licensees.
Pool citation: 97.201
E1F11
Which of the following best describes one of the standards that must be met by an external RF power amplifier if it is to qualify for a grant of FCC certification?
- A. It must produce full legal output when driven by not more than 5 watts of mean RF input power
- B. It must have received an Underwriters Laboratory certification for electrical safety as well as having met IEEE standard 14.101(B)
- C. It must exhibit a gain of less than 23 dB when driven by 10 watts or less
- D. It must satisfy the FCC’s spurious emission standards when operated at the lesser of 1500 watts or its full output power
Show answer
D. It must satisfy the FCC’s spurious emission standards when operated at the lesser of 1500 watts or its full output power
Under 47 CFR 97.317(a)(1), an external RF power amplifier must meet the spurious emission standards of 97.307(d) or (e) when operated at the lesser of 1.5 kW PEP or its full output power, and also when switched to standby or off while connected to the transmitter. The other standards limit gain to 15 dB and require no amplification between 26 and 28 MHz (97.317(a)(2) and (3)).
- A. No rule requires full output from 5 W of drive; with the 15 dB gain limit, 5 W in can produce at most about 158 W out.
- B. The Part 97 certification standards do not include Underwriters Laboratories or IEEE certification.
- C. The gain limit is 15 dB (97.317(a)(2)), not 23 dB.
Pool citation: 97.317